U.S. Securities and Exchange Commission

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61SEC filings / U.S. Securities and Exchange Commission / 73rd United States Congress / Form 4 / Security / Securities Exchange Act / Economy / Finance / Corporate governance

Page 1 of 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DCFORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Source URL: www.baltia.com

Language: English - Date: 2015-05-05 12:02:13
62Economy / Finance / Money / U.S. Securities and Exchange Commission / 73rd United States Congress / Security / Stock market / Securities Act / Dai-ichi Life / Securities market / Subordinated debt / Bond

[Unofficial Translation] July 14, 2016 Koichiro Watanabe President and Representative Director The Dai-ichi Life Insurance Company, Limited Code: 8750 (TSE First section)

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Source URL: www.dai-ichi-life.co.jp

Language: English - Date: 2016-07-13 20:30:10
63Stock market / Economy / Finance / Conflict of interest / Corruption / Insider trading / United States corporate law / Security / U.S. Securities and Exchange Commission / Regulation S-K

Securities Dealing Policy Mitula Group Limited ACNAdopted by the Board on 17 April 2015

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Source URL: www.mitulagroup.com

Language: English - Date: 2016-05-06 06:19:29
64Economy / Financial services / Finance / Money / Soft dollar / Broker-dealer / Securities research / Commission sharing agreement / U.S. Securities and Exchange Commission / Financial adviser

December 22, 2006 Matt Daigler Office of the Chief Counsel Division of Market Regulation The Securities and Exchange Commission 100 F Street, NE

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Source URL: www.euroirp.com

Language: English - Date: 2007-04-23 12:56:19
65Economy / Finance / Money / Stock market / Financial markets / CIMB / Contract for difference / Security / Securities lending / Accredited investor / Derivative / U.S. Securities and Exchange Commission

Individual Account Application Cash Trading Account Margin Trading Account Margin Line Request (S$): Securities Lending Account Securities Borrowing Account

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Source URL: www.itradecimb.com.sg

Language: English - Date: 2016-08-18 04:33:22
66Accounting / Professional studies / Business / SEC filings / United States securities law / U.S. Securities and Exchange Commission / Regulation S-X / International Financial Reporting Standards / Generally Accepted Accounting Principles / Regulation S-K / Securities Act / Consolidation

AugustSEC Proposes Disclosure Simplification Rules On July 13, 2016, the US Securities and Exchange Commission (the “SEC”) proposed amendments to Regulation S-K, Regulation S-X and other disclosure requirement

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Source URL: www.hunton.com

Language: English - Date: 2016-08-01 10:10:51
67United States securities law / Self-regulatory organizations / 73rd United States Congress / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Securities Exchange Act / Law / Business / Government / Selling away / Securities regulation in the United States

4182 Federal Register / Vol. 78, NoFriday, January 18, Notices At any time within 60 days of the filing of such proposed rule change, the

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Source URL: www.batsoptions.com

Language: English - Date: 2013-01-22 16:35:43
68Accounting / Professional studies / Financial accounting / Financial statements / Business economics / Generally Accepted Accounting Principles / U.S. Securities and Exchange Commission / Audit / Institute of Chartered Accountants of India / Financial Accounting Standards Board

Blank Pleading Template With Line Numbering -- Word

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Source URL: www.nasconet.org

Language: English - Date: 2016-01-27 15:51:15
69Economy / Finance / Money / Financial markets / Stock market / Financial services / Investment / Security / Bond / U.S. Securities and Exchange Commission / Issuer / Foreign direct investment

ItemMatthews International Capital Management, LLC Four Embarcadero Center, Suite 550 San Francisco, CAMain Phone: (

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Source URL: micm-llc.com

Language: English - Date: 2016-04-13 19:17:04
70U.S. Securities and Exchange Commission / Finance / United States securities law / Money / Stock market / Economy / Regulation D / Securities Act / Underwriting / Security / Regulation A / Draft:Risk Transfer Guaranty Bond

(For Crowdfunding Offerings to be Conducted In-State) INVEST MISSISSIPPI CROWDFUNDING FORM (Exact name of issuer as set forth in the organizational documents) (Insert the names of any DBAs, if applicable)

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Source URL: www.sos.ms.gov

Language: English - Date: 2016-05-31 15:00:51
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